Privacy policy.

Privacy Policy

At RocketWise Investment LLC, we are committed to protecting the privacy and security of our clients' personal information. This Privacy Policy outlines how we collect, use, disclose, and safeguard your information when you visit our website or use our services.

Information We Collect:

We may collect personal information such as your name, email address, phone number, and financial information when you register on our website or communicate with us. Additionally, we may collect non-personal information such as your IP address, browser type, and operating system for analytical purposes.

How We Use Your Information:

We use the information we collect to provide and improve our services, communicate with you, personalize your experience, and comply with legal obligations. Your personal information may also be used for marketing purposes, but you can opt out of receiving promotional communications at any time.

Disclosure of Information:

We do not sell, trade, or otherwise transfer your personal information to third parties without your consent, except as required by law or to fulfill our contractual obligations. However, we may share your information with trusted third-party service providers who assist us in operating our website, conducting business, or servicing you.

Children's Privacy:

Our services are not intended for individuals under the age of 18, and we do not knowingly collect personal information from children. If you are a parent or guardian and believe that your child has provided us with personal information, please contact us so that we can delete it.

Stock Trading Policy

At RocketWise Investment LLC, we adhere to a strict stock trading policy to ensure transparency, integrity, and compliance with applicable laws and regulations. This policy outlines our approach to trading stocks on behalf of our clients and the principles we follow to maintain the highest standards of professionalism and ethical conduct.

Investment Strategy:

Our investment strategy is guided by thorough research, analysis, and risk management techniques. We aim to generate sustainable returns for our clients by identifying undervalued stocks, diversifying portfolios, and actively monitoring market trends.

Conflict of Interest:

We are committed to managing conflicts of interest effectively to safeguard the interests of our clients. Our team members are prohibited from engaging in personal trading activities that may conflict with our clients' interests or compromise the integrity of our investment decisions.

Insider Trading:

We strictly prohibit insider trading and comply with all laws and regulations governing the use of material non-public information. Our team members are required to refrain from trading securities based on confidential information obtained through their positions at RocketWise Investment or any other sources.

Market Manipulation:

We do not engage in any form of market manipulation, including but not limited to spreading false information, engaging in pump-and-dump schemes, or artificially inflating stock prices. Our trading activities are conducted with integrity and in accordance with fair market practices.

Best Execution:

We prioritize best execution when executing trades on behalf of our partners, seeking to achieve the most favorable outcomes in terms of price, speed, and likelihood of execution. We strive to minimize transaction costs and market impact while maximizing efficiency and liquidity.

Compliance Monitoring:

We maintain robust compliance monitoring processes to ensure adherence to our stock trading policy and regulatory requirements. Our compliance team conducts regular reviews of trading activities, monitors for potential violations, and implements corrective actions as necessary.

Reporting and Documentation:

We maintain accurate records of all trading activities, including trade orders, executions, and communications related to stock transactions. These records are retained in accordance with regulatory requirements and may be subject to inspection by relevant authorities.

Training and Education:

We provide ongoing training and education to our team members to ensure awareness of relevant laws, regulations, and industry best practices related to stock trading. We promote a culture of compliance and ethical behavior throughout our organization.

Non-Discrimination:

We do not discriminate on the basis of race, gender, religion, nationality, or any other protected characteristic in our stock trading activities. We treat all clients and counterparties fairly and equitably, regardless of individual differences.

Contact Us:

If you have any questions or concerns about our stock trading policy, please contact us. Thank you for entrusting RocketWise Investment LLC with your investment needs.

Last Updated: [5/09/2024]